HomeMy WebLinkAboutPEC140011 VVMC Public Comment TC 021715Price of refusal - AOPA
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Price of refusal
Helicopter EMS, and the pressure to fly
638 2
January 15, 2015 By Jim Moore
Page 1 of 6
An emergency medical services helicopter pilot fired in 2013 after refusing to fly with an
inoperative emergency locator transmitter, and subsequently reporting the discipline that
followed that refusal to the FAA, is among few aviators who have won the first round in a
process created to provide federal protection for whistleblowers.
The case of this Ohio -based pilot is not the first in recent months to illustrate the pressure
placed on pilots, and the penalties that can be imposed for refusing a mission. It is the most
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Price of refusal - AOPA
Page 2 of 6
recent example of federal intervention in and scrutiny of an air ambulance industry that has
faced safety concerns amidst rapid growth in recent years.
The FAA, announcing new rules governing procedures and risk management in February
2014, noted that 2008 was the deadliest year on record for air ambulances, with 21 lives
lost in five accidents. Between 2011 and 2013, there were seven air ambulance accidents
resulting in 19 fatalities; all other commercial helicopter operations resulted in the same
number of accidents and 20 fatalities.
Pressure to fly and complete missions has been a significant factor as the industry has
grown, and is not limited to for - profit operators. The NTSB cited what it called a "punitive
culture and inadequate safety management" by the Alaska Department of Public Safety in
its report in November about a fatal 2013 crash. The board found that the pilot's
"exceptionally high motivation to complete search and rescue missions" increased his
tolerance for risk, which played a role in the decision to launch the ill -fated flight in marginal
conditions.
Most air ambulances are flown by private companies rather than public agencies, and
operate under Part 135, with strict requirements including weather minimums. As the
industry has grown (the FAA noted in early 2014 that 75 air ambulance companies operate
1,515 helicopters), operators have also ramped up efforts to control risk and increase
safety.
"EMS has had a horrible safety record over the last 10 years," said Kurt Williams, president
of the National EMS Pilots Association, "All related to the culture of various programs."
The National EMS Pilots Association recently launched a new program, Cultural Health and
Mitigation Program for Safety, or CHAMPS, that aims to address that through surveys and
data analysis that will allow individual operators to compare their procedures, and safety
culture, to the rest of the industry.
Williams said there has been improvement in recent years, and most if not all operators
have policies and procedures designed to allow pilots to make decisions about accepting a
mission without regard to the nature of that mission. In most cases, if not all, an air
ambulance pilot is not given any details about the nature of the call, Williams said, and
company policies generally shield pilots from pressure that can come from competition with
other providers and the business ramifications.
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Page 3 of 6
"We're constantly trying to take that pressure to fly out of the equation," said Williams, who
was interviewed prior to the recent OSHA ruling against Air Methods Corp., the nation's
largest private provider of air medical transport.
A redacted report on the OSHA investigation obtained by AOPA details the decisions made
by one pilot who opted to ground his helicopter and refuse a call because the ELT was not
operating in July 2013. The problem had caused a previous mission to abort, and
mechanics had documented the ELT failure and their inability to resolve it. The pilot had
consulted with a colleague (whose job title was redacted in the document provided to
AOPA) who agreed that flying over mountainous terrain in Ohio and West Virginia without a
functioning ELT posed unacceptable risk.
After the pilot refused a dispatch to a medical emergency in Rio Grande, Ohio, the pilot was
placed on administrative leave, though the Air Methods Governing Operation Manual gives
the pilot in command final authority to make such decisions; under federal regulations, "the
pilot's authority to decline to fly is also supreme," OSHA noted in its report.
The pilot was fired four days after calling the FAA on Aug. 1, 2013, to report concerns about
the malfunctioning ELT.
"Respondent's termination letter to Complainant failed to mention any misconduct other
than Complainant's refusal to fly the aircraft and that [redacted] tarnished the relationship
they had with their client," the report states.
OSHA ordered the company to reinstate the pilot, with back pay of $158,032, with another
$9,877 due per month until the pilot is rehired. OSHA also ordered compensation for lost
benefits, and $6,000 for "emotional stress suffered by Complainant" and $2,500 to
compensate the pilot for penalties incurred when retirement savings were tapped to support
the pilot's family.
Air Methods, in a written statement from Mike Allen, president of domestic air medical
services, disputed the OSHA findings.
"We disagree with the decision, and at this time, Air Methods is exploring its rights to appeal
the decision," Allen wrote. "Safety is and always will be our highest priority, and we continue
to raise the bar to ensure the safe return of our crews and patients to their loved ones."
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Air Methods, based in Englewood, Colorado, operates a fleet of 450 aircraft, most of them
helicopters, out of 300 bases in 48 states, according to the company website. It has grown
from a single base established in 1980 to a company that transports more than 100,000
patients a year, generating $1.8 billion in revenue, according to investment analysts who
monitor the company's financials.
"In 2013, Air Methods became the first air medical provider and helicopter operator to
achieve the highest level (Level 4) within the FAA's voluntary Safety Management System
(SMS) program," Allen continued. "By earning Level 4 status, we continue to actively pursue
and invest in technology, systems and training, all while encouraging a culture of
compliance. We also have strict policies and procedures in place to ensure our crews are
empowered to make the day -to -day decisions, individually, to do the right thing, to make a
difference, and to be the strongest link in the performance of our individual duties."
The recent OSHA case is not the first time Air Methods has run afoul of federal regulators:
The FAA proposed a $428,000 civil penalty in July 2014 for failing to inspect night vision
systems. Another employee filed suit in 2012, claiming he was wrongfully terminated for
reporting safety violations.
The more recent whistleblower case could wind up in federal court as well. It is already
unusual in that OSHA has sided with the pilot who was fired.
The Wendell H. Fort Aviation Investment and Reform Act for the 21 st Century, more
conveniently known as AIR 21, was written in 1999, two years after a Continental Express
flight crashed, killing all 14 aboard. That crash was attributed to the failure of maintenance
crews to replace screws on the horizontal stabilizer. The NTSB said the airline
management's failure to establish an appropriate safety culture contributed to the crash.
AIR 21 was one of several industry- specific federal laws created to protect whistleblowers
who report violations to federal regulators.
Only 4 percent of the 686 cases filed in the past decade have been found to have merit
upon initial review by OSHA, the first step in the process. About 80 percent have been
dismissed or withdrawn; the rest have been settled, according to federal data.
Attorney Doug Hall of the Altanta law firm FordHarrison represents employers in
whistleblower cases (though he and the firm are not involved in the Air Methods case), and
said that the AIR 21 legislation and adjudication process heavily favors employees over
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Price of refusal - AOPA
Page 5 of 6
employers, and despite an uptick in recent years in the number of such cases, the relatively
low number of whistleblower protection cases reflects the industry's commitment to safety.
"No one wants unsafe operations out there," Hall said. "I think that's probably a big factor as
to why most of these cases have not been found to have merit."
Hall said a distinction must be made between pilots refusing missions based on actual or
potential violations of federal regulations, and pilots who refuse because they are
uncomfortable with the circumstances. He said he knew nothing about the recent Air
Methods case that was not included in the OSHA press release, and "you have to figure
there's another side to the story."
That other side may come out in detail as the case proceeds, assuming that Air Methods
invokes its right to appeal the OSHA decision to an administrative law judge, a process that
would include hearing the entire case again in an adversarial proceeding, with each side
presenting its case in detail. Either side can appeal a decision at that level to an
administrative review board, and ultimately to the U.S. Circuit Court of Appeals.
Jim Moore I Online Associate Editor, AOPA
AOPA Online Associate Editor Jim Moore joined AOPA in 2011 and is an
instrument -rated private pilot who enjoys competition aerobatics.
638 2
30
Topics Aviation Industry, Search and Rescue, Government Agencies, FAA, NTSB, ELT,
Gear
News from Headquarters Aircraft Spotlight Safety
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http: / /www. aopa. orgINews- and - Video /All- News /2015 /January / l 5lPrice -of- refusal ?WT.... 02/18/2015
Price of refusal - AOPA
antiques – is a love for the
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but are you prepared to
endure a forced landing? Of
the millions of GA flights
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with unplanned off - airport
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odds of a crash are slim, the
potential consequences are
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http: / /www. aopa. orgINews- and - Video /All- News /2015 /January / l 5lPrice -of- refusal ?WT.... 02/18/2015
Warren Campbell
From: Doris Kirchner <kirchner @vvmc.com>
Sent: Wednesday, February 18, 2015 9:32 AM
To: George Ruther
Subject: FW: Vail Town Council Tonight
George,
I am passing the email along to you and you may share with the Council members if you deem appropriate. It is from
Jeff Shroll, who is a Board member on the VVMC Board.
Thank you.
My best,
Doris
Doris J. Kirchner
President and CEO
Vail Valley Medical Center
Phone. 970 - 477 -5187
Our Mission: Vail Valley Medical Center will provide superior health services with compassion and exceptional outcomes.
From: Jeff Shroll [ma i Ito: Jeff(aJownofGypsu m. com]
Sent: Tuesday, February 17, 2015 11:47 AM
To: Doris Kirchner
Subject: Re: Vail Town Council Tonight
Doris,
Feel free to share this however might be helpful. When asked about noise several years ago about the countless helicopter
missions that fly over the Town of Gypsum annually due to the HAATS training facility being located in our Town limits, the
best response I can remember was from that of our Mayor, "That sound my friend is the sound of freedom. We are okay with
that ".
If I were to live in the Town limits of Vail and heard the Medical copter coming in our out "that sound my friend is sound of
someone's life being saved and I can live with that ".
It is infrequent and flight for life like the military does not just fly around wasting fuel for no reason, they truly are trying to
make a difference in someone's life.
Our heli base trains NATO allies from all over the world for high altitude flying and we have not worried a half a second about
those soldiers crashing a helicopter. Many of the medical pilots today are trained former military pilots and some of the best
in the world. I watched one land a craft at 13,000ft. Last summer on Mt. Yale and take one of my cross country kids to
medical help. While I was not happy about the circumstances by which they came, the fact they could come saved of one my
athlete's lives.
Very Truly Yours,
Jeff Shroll, ICMA -CM
Town Manager, Town of Gypsum
A Home Rule Municipal Corporation
P.O. Box 130
50 Lundgren Blvd
Gypsum, Colorado 81637 (970) -524 -7514
(970) - 524 -7522 (fax)
Jeff @townofgvpsum.com
www.townofgvpsum.com
Warren Campbell
From: Mayer, Kathleen <KathleenMayer @Centura.Org>
Sent: Tuesday, February 17, 2015 5:02 PM
To: Ronald J. Snow
Cc: Kate Curtis (katercurtis @gmail.com); Strate, Leslie; mervlapin @hotmail.com;
lamontvail @yahoo.com; George Ruther; gary.w.dahlen @earthlink.net; bhardin113
@gmail.com; Betsy Bowling (rpmbbbb @aol.com); Caryn J. Clayman, Esq.
(cjc @cjclayman.com); Richard Kent; kirchner @vvmc.com
Subject: RE: Flight fo Life continues disregard of FAA safety regulations to fly over center of Vail
Importance: High
Mr. Snow and those copied above,
I'm responding to your email below, and regret that I wasn't able to do so earlier. Due to the extensive nature of our
chief pilot's investigation into your claims, including interviewing our pilot and our medical crewmembers on board
that flight, it's taken a while to assemble the information. Hopefully this email reaches you in time for consideration at
your meeting this evening.
Our flight on February 8th, 2015 into and from the Vail helipad next to 170 was conducted in accordance with FAA
regulations and our operating procedures for that helipad. On departure, our pilot lifted from the helipad with an
extremely critical patient on board, departed to the west toward Eagle and above descending terrain over 170,
gaining altitude before turning eastbound to head toward the receiving hospital in Denver. Our choice to fly over 170
itself is safety related, as the median is a potential landing zone should we have a loss of power —and a much better one
than the congested area with hotels and homes that you describe. The pilot did not overfly those areas.
As for the references by Colonel Dahlen to out of ground effect and the transition from in ground effect on departing
the helipad, that is factored into every one of our flights with the requisite 10% safety margin required by our
helicopter service provider. That transition is common to every kind of powered vehicle that flies, whether airplane,
helicopter, or tilt rotor. His suggestion to relocate the helipad to the Eagle County Airport would extend the patient's
out of hospital time by at least 40 minutes, requires that the Eagle County Paramedic Service be available for a
round trip transport, and is subject to traffic and road conditions that could significantly extend that travel time —as
well as taking the patient in the opposite direction of the hospital where his /her care is to be provided in Denver. ( The
distance between the airport and Vail Valley Medical Center is actually 40 miles, and substantially more than a "20
minute trip" at normal highway speeds. )
Re the reference to fuel, our helicopters are required by the FAA to carry a 20 minute reserve, and by our provider to
carry a 30 minute reserve. Our helicopters have more than adequate power to carry the required fuel for flights into the
Vail Valley, whether we're required to hover out of ground effect on a ski slope, or landing and departing from the Vail
helipad.
In our chief pilot's history of more than 20 years flying into and from the Vail Valley, we have not damaged property or
an aircraft, nor have we received any notice of violation from the FAA, the agency charged with enforcing the
regulations. Safety —for our crewmembers, our patients and the public —is our top priority and is lived out in our
program every day.
Finally, your statement that our program would compromise a critical patient's care by engaging in a sightseeing
excursion is unfortunate, and uninformed. Our flight time recorded for that flight demonstrates that it was carried out
with commitment to the shortest out of hospital time possible for our patient, and with the appropriate safety
procedures as agreed upon, in place.
Respectfully, KM
Kathleen Mayer, MS RN
Program Director
Flight For Life Colorado
720 321 3920 Office
303 589 7889 Cell
720 321 3915 Fax
St. Anthony Hospital
11600 West 2nd Pl.
Lakewood, CO 80228
kathleenmaver(@centura.orLy
flightforlifecolorado.org
Flight For We
Colorado
r
°fit
Accredited since 1993
From: Ronald J. Snow [mailto:rsnow @burlesonllp.com]
Sent: Wednesday, February 11, 2015 10:30 AM
To: Mayer, Kathleen
Cc: Kate Curtis (katercurtis @gmail.com); Strate, Leslie; mervlapin @hotmail.com; lamontvail @yahoo.com;
GRuther @vailgov.com; gary.w.dahlen @earthlink.net; bhardin113 @gmail.com; Betsy Bowling (rpmbbbb @aol.com); Caryn
J. Clayman, Esq. (cjc @cjclayman.com); Richard Kent; Deborah and Joe Morris - Prapoulenis
Subject: Flight fo Life continues disregard of FAA safety regulations to fly over center of Vail
Kathy,
I am distraught and disappointed to have to return to you and report that your helicopters still ignore the most basic
FAA prohibition against flying over residential areas.
Despite your efforts to control the situation and assurances that dangerous flights would cease, I personally witnessed
an orange FFL helicopter depart the temporary emergency helipad located alongside 1 -70 in Vail on Sunday afternoon,
February 8, 2015. The flight occurred at 3:15 PM, local MST time on a beautiful, cloudless, almost windless day. The
helicopter departed the helipad and proceeded south over the medical center campus which is adjacent to the highly
populated Evergreen Lodge and Skaal Hus condominiums. Upon arriving at Gore Creek, the helicopter turned and
proceeded Easterly above many single family residences, and adjacent to the Alphorn Condominiums, the Four Seasons,
the Sonenalp, the Sabastian, the Solaris and the many other high density residential buildings and high density
gathering places that make up the center of the Town.
I am sure that the pilot and his passengers enjoyed the sightseeing excursion over the World Ski Cup sites and the
highest numbers of tourists to ever visit Vail.
How exhilarating! Even if in total disregard of your instructions to your pilots and the most fundamental FAA safety
regulations.
Ronald J. Snow
1700 Lincoln Street, Suite 1300
Denver, CO 80203
Direct: 303.801.3248
Main: 303.801.3200
Fax: 303.801.3201
Email: rsnow .burlesonllp.com
This message is intended to be CONFIDENTIAL and may contain PRIVILEGED ATTORNEY- CLIENT
COMMUNICATIONS.
********************************************** * * * * * * * * * * * * * * * * * * * * * * * * * * * * * **
This communication is for the use of the intended recipient only. It may
contain information that is privileged and confidential. If you are not the
intended recipient of this communication, any disclosure, copying, further
distribution or use thereof is prohibited. If you have received this
communication in error, please advise me by return e -mail or by telephone and
delete /destroy it.
********************************************** * * * * * * * * * * * * * * * * * * * * * * * * * * * * * **
Warren Campbell
From:
Sent:
To:
Cc:
Subject:
Good Afternoon Ron-
George Ruther
Thursday, February 12, 2015 3:23 PM
'Ronald J. Snow'; Council Dist List
'Kate Curtis (katercurtis @gmail.com)'; 'Strate, Leslie'; 'mervlapin @hotmail.com';
'lamontvail @yahoo.com'; 'gary.w.dahlen @earthlink.net'; 'bhardin113 @gmail.com';
'Betsy Bowling (rpmbbbb @aol.com)'; 'Caryn J. Clayman, Esq. (cjc @cjclayman.com)';
'Richard Kent'; 'Deborah and Joe Morris - Prapoulenis'; 'Kathleen Mayer
(kathleenmayer @centura.org)'; 'Doris Kirchner (kirchner @vvmc.com)'; 'Ray Stanton
(Ray@ RESAviation.com)'
RE: VVMC. Flight fo Life continues disregard of FAA safety regulations to fly over
center of Vail
I am charged with facilitating the review process involving the proposed emergency helicopter landing pad on the VVMC
campus. As such, I want to make certain we get it right. As you are aware, the Town has retained helicopter flight safety
consulting services. The purpose of doing so is to evaluate and make recommendations in response to the proposal.
In your email message you allege certain FAA and other safety violations or non compliance. I would like to ask the
Town's consult to investigate these allegations more closely. Again, we want to get this right. To do so,
however, I need to ask you to be more specific? What exactly are you referring to?
The sooner I get this information the quicker the Town can respond. I look forward to you getting back with me.
Regards,
George Ruther, AICP
Director
Community Development
TOWN OF
AMPENIV
KN
UAIt
ia oi
VAIL , BEAVER CREEK
970.479.2145
970.376.2675 cell
www.vailgov.com
www.twitter.com /vailgov
From: Ronald J. Snow [mailto:rsnow @burlesonllp.com]
Sent: Thursday, February 12, 2015 3:13 PM
To: Council Dist List
Cc: Kate Curtis (katercurtis @gmail.com); Strate, Leslie; mervlapin @hotmail.com; lamontvail @yahoo.com; George Ruther;
gary.w.dahlen @earthlink.net; bhardin113 @gmail.com; Betsy Bowling (rpmbbbb @aol.com); Caryn J. Clayman, Esq.
(cjc @cjclayman.com); Richard Kent; Deborah and Joe Morris - Prapoulenis; Kathleen Mayer
(kathleenmayer @centura.org)
Subject: VVMC. Flight fo Life continues disregard of FAA safety regulations to fly over center of Vail
Ladies and Gentlemen:
You should be aware that the helicopter services which utilize the Town's emergency helipad are abusing the privilege in
total disregard of FAA regulations and instructions of the Flight For Life Director of Flight Operations, Ms. Kathleen
Mayer, and the other medical helicopter services which she has contacted in an effort to control this situation.
Attached is a copy of my email to Ms. Mayer informing her of this unfortunate situation. This offense occurred just over
a week after the most recent fatal helicopter incident in Erie, Colorado.
If you are not aware of the risks of helicopter operations, you must inform yourselves before making any decision on the
VVMC Master Plan application.
As you consider the request from VVMC to place a helipad on its campus, please consider that the operators have and
will continue to violate all regulations and safety concerns without any justification. If you allow helicopter service on
the VVMC campus, you invite the dangers of helicopter operations into highly populated residential areas and places of
public accommodation. Any effort by the FAA, the Town of Vail, Flight for Life or anyone else to enforce helicopter flight
paths will continue to be disregarded.
Moreover, the flight paths proposed by the VVMC Master Plan application are inherently unsafe and in violation of FAA
standards. The FAA will not make a land use decision and will not override your decision. If you decide to allow a
helipad in violation of the FAA standards, the risk and fault and liability lies with you as individuals.
Ronald J. Snow
1700 Lincoln Street, Suite 1300
Denver, CO 80203
Direct: 303.801.3248
Main: 303.801.3200
Fax: 303.801.3201
Email: rsnow(a)_burlesonllp.com
From: Ronald J. Snow
Sent: Wednesday, February 11, 2015 10:30 AM
To: Kathleen Mayer (kathleenmayer@centura.org)
Cc: Kate Curtis (katercurtis(cgmail.com); ' Strate, Leslie'; 'mervlapin @hotmail.com'; 'lamontvail @yahoo.com';
GRuther@vailgov.com; gary.w.dahlen@earthlink.net; 'bhardin113 @gmail.com'; Betsy Bowling (rpmbbbb@aol.com);
Caryn J. Clayman, Esq. (cic a cjclayman.com); Richard Kent; Deborah and Joe Morris - Prapoulenis
Subject: Flight fo Life continues disregard of FAA safety regulations to fly over center of Vail
Kathy,
I am distraught and disappointed to have to return to you and report that your helicopters still ignore the most basic
FAA prohibition against flying over residential areas.
Despite your efforts to control the situation and assurances that dangerous flights would cease, I personally witnessed
an orange FFL helicopter depart the temporary emergency helipad located alongside 1 -70 in Vail on Sunday afternoon,
February 8, 2015. The flight occurred at 3:15 PM, local MST time on a beautiful, cloudless, almost windless day. The
helicopter departed the helipad and proceeded south over the medical center campus which is adjacent to the highly
populated Evergreen Lodge and Skaal Hus condominiums. Upon arriving at Gore Creek, the helicopter turned and
proceeded Easterly above many single family residences, and adjacent to the Alphorn Condominiums, the Four Seasons,
the Sonenalp, the Sabastian, the Solaris and the many other high density residential buildings and high density
gathering places that make up the center of the Town.
I am sure that the pilot and his passengers enjoyed the sightseeing excursion over the World Ski Cup sites and the
highest numbers of tourists to ever visit Vail.
How exhilarating! Even if in total disregard of your instructions to your pilots and the most fundamental FAA safety
regulations.
Ronald J. Snow
1700 Lincoln Street, Suite 1300
Denver, CO 80203
Direct: 303.801.3248
Main: 303.801.3200
Fax: 303.801.3201
Email: rsnow @burlesonllp.com
This message is intended to be CONFIDENTIAL and may contain PRIVILEGED ATTORNEY- CLIENT
COMMUNICATIONS.
Warren Campbell
From: Gary W Dahlen <gary.w.dahlen @earthlink.net>
Sent: Wednesday, February 11, 2015 12:31 PM
To: George Ruther
Cc: Kathleen Mayer (kathleenmayer @centura.org); Kate Curtis (katercurtis @gmail.com);
Strate, Leslie; Mery Lapin; James Lamont; William Hardin; Betsy Bowling
(rpmbbbb @aol.com); Caryn J. Clayman, Esq. (cjc @cjclayman.com); Richard Kent;
Deborah and Joe Morris - Prapoulenis; Ronald Snow
Subject: Re: Flight fo Life continues disregard of FAA safety regulations to fly over center of Vail
George -- I have written you, the Vail Town Council and the Planning Commission several times about the
VVMC Master Plan and the helicopter landing pad issue. No one disputes the occasional positive impact
helicopter operations have on truly extreme trauma cases. Likewise, no one can dismiss the danger helicopter
operations at high altitude pose to the crew, patients, and the residents in the surrounding populated areas. In
the case of the VVMC, the hospital is not a Level One or Two Trauma Center. It is located in an area of dense
buildings and and a large populated area. Aerodynamic physics and dynamics of flight at high altitude are not
being taken into account in your recent deliberations. The loss of ground effect when the helicopter moves off
the proposed pad increases the already risky flight operations at altitude. The margin for safe flight operations at
the Vail altitude is extremely small, especially for helicopters loaded with a full crew, patient and large fuel
reserves required for mountain flying.
Recent medical helicopter flights have disregarded agreements already in place (see below) and only serve to
alert the local residents of a situation that could have grave consequences in the future. I urge the Town
Council and the Planning Commission to reconsider relocating the helicopter landing location to the Eagle
County Airport that has 360 safe degree ingress /egress for helicopter operations, full real -time weather support,
and effective fire fighting resources. A twenty minute ambulance ride is a proper trade for the increased safety
afforded to the patients, the crew of the helicopter, and certainly the nearby residents to the VVMC. A "nice to
have" capability is not enough justification to endanger the nearby neighborhood.
Not responding to valid citizen input on the issue of known safety of flight issues puts the Town, the VVMC
and individual Council members in an precarious legal position of purposeful disregard of identified safety
issues, and puts the Town and Council personally and collectively in legal jeopardy.
I urge the Town Council to deny the helicopter lading facility at the VVMC and relocate it to the Eagle County
Airport. Please pass this request to the Town Council for their action.
Gary W Dahlen, Colonel, USAF (Retired)
Scorpio Condominium Owner
gary.w.dahlengearthlink.net
(719)685 -4711
(719)205 -4593 Cell
On Feb 11, 2015, at 10:30 AM, Ronald J. Snow wrote:
Kathy,
I am distraught and disappointed to have to return to you and report that your helicopters still ignore the most basic
FAA prohibition against flying over residential areas.
Despite your efforts to control the situation and assurances that dangerous flights would cease, I personally witnessed
an orange FFL helicopter depart the temporary emergency helipad located alongside 1 -70 in Vail on Sunday afternoon,
February 8, 2015. The flight occurred at 3:15 PM, local MST time on a beautiful, cloudless, almost windless day. The
helicopter departed the helipad and proceeded south over the medical center campus which is adjacent to the highly
populated Evergreen Lodge and Skaal Hus condominiums. Upon arriving at Gore Creek, the helicopter turned and
proceeded Easterly above many single family residences, and adjacent to the Alphorn Condominiums, the Four Seasons,
the Sonenalp, the Sabastian, the Solaris and the many other high density residential buildings and high density
gathering places that make up the center of the Town.
I am sure that the pilot and his passengers enjoyed the sightseeing excursion over the World Ski Cup sites and the
highest numbers of tourists to ever visit Vail.
How exhilarating! Even if in total disregard of your instructions to your pilots and the most fundamental FAA safety
regulations.
Ronald J. Snow
1700 Lincoln Street, Suite 1300
Denver, CO 80203
Direct: 303.801.3248
Main: 303.801.3200
Fax: 303.801.3201
Email: rsnow(o)_burlesonllp.com
This message is intended to be CONFIDENTIAL and may contain PRIVILEGED ATTORNEY- CLIENT
COMMUNICATIONS.
Warren Campbell
From: Patty McKenny
Sent: Thursday, February 12, 2015 10:39 AM
To: George Ruther
Subject: FW: VVMC Helipad
Hi George,
Public input below:
Patty McKenny
Town Clerk
pmckenny(@vailgov.com
479 -2136
From: Eileen Jacobs [mailto:manager @ mountaincaretaker.com]
Sent: Wednesday, February 11, 2015 5:53 PM
To: Council Dist List
Subject: VVMC Helipad
Dear Vail Town Council,
Although I do not live in Vail, my husband and I have managed Scorpio and Alphorn Condominiums for over 25 years and
the welfare of the owners there is very near and dear to us! We have followed the VVMC development, specifically with
regard to the helipad. I worked in the Pan Am Building in New York City in 1977 when they regularly landed helicopters
in mid -town Manhattan. In May of that year, I vividly remember the helicopter crash that I believe caused them to
cease all flights into the area as it was simply too dangerous. I worked on the 39th floor and a helicopter blade sliced
through the window and desk on the 36th floor. I'll never forget looking up from the ground outside at that blade
sticking out the window. Five people were killed including one on the ground.
http: / /nycl977.blogspot.com/ 2006 /10/5- killed -as- copter -on- pan- am- building.htLnl
httDs: / /www.eooele.com/ search ?a = pan +am +helicopter+ crash &esr)v= 2 &biw= 1920& bih = 955 &tbm= isch &imeiI= siOEsvf8
46T8M% 253A% 253BOTv9F9gokamMrM% 253Bhttps% 25253A% 25252F% 25252Fwww .flickr.com %25252Fphotos %25252
F20976994% 25254ON06 %25252F2138403138 %25252F& source= iu &pf =m &fir= slOEsyf8g46T8M %253A %252COTv9F9gok
amMrM %252C &usg= JncpJf6CgBsAdOn6GFFtp vTNg8% 3D& dpr= 1& ved= OCDIQyIc &ei= 6PXbVOfAD4gvggSculHIBA #im
gdii= & imgrc= siOEsyf8g46T8M %253A %3BOTv9F9gokamMrM% 3Bhttps% 253A% 252F% 252Fc1.staticflickr.com %252F3 %2
52F2171 %252F2138403138 b3654655a5.ipe% 3Bhttps% 253A% 252F% 252Fwww. flickr .com %252Fphotos %252F20976994
%2540N 06 %252 F2138403138 %252 F %3 B500 %38350
To compromise the safety and well -being of many to shave a few minutes time off transport of an injured person who
already has medical attention for immediate care just doesn't make sense by the numbers.
56eeam f4ca4, CMCA*
Mountain Caretaker, Inc.
P.O. Box 1093
960 Chambers Ave., #13203
Eagle, CO 81631
(970)328 -6226
*Certified Manager of Community Associations
Broker Associate, Berkshire Hathaway HomeServices
Contact. realestate @mountaincaretaker.com
1
To: Mayor and Council
Town of Vail Colorado
Fr: Covell D. Brown
121 West Meadow Drive Apt 305
Vail, Colorado
February 15, 2015
Subject: Inherent risks in dealing with higher order decisions
Dear Mr. Mayor and Council,
After a good deal of patient, objective thought about the proposed
Helicopter airport that the local hospital is requesting permission to
build and operate, I have put my professional hat on and now offer to you
the following thoughts and analysis for your consideration and possible
use.
While a local resident, I am not writing in that capacity today. Rather, as I
have for senior level clients nationally and internationally, I here offer my
best effort at an objective insight into the decision you face.
As I understand local municipal history, the decisions you and your
predecessors have been called upon to make, in general, relate to land use
and the resolution of competing interests (e.g. between the Town and a
private developer or between different developers.) As well, you govern a
wide range of municipal activities; infrastructure, bylaws, services and
related matters. You and your predecessors have demonstrated a high
order of competence in these decisions. There can be absolutely no doubt
as to either the integrity or Municipal good will of this Council. You
intend to do what is in the best interest of the Town.
z
Typically, you are presented with briefs from interested parties, including
your own staff. After correct and due process, you decide what to do.
When significant uncertainty remains you will, as you have in this case,
seek outside advice from professionals you retain.
Seeking help is a sign of mature and responsible effort to learn and do
things right. It is also clear evidence that the Council and /or staff
acknowledge an absence of adequate expertise in the topic area. The use of
lawyers is an obvious example: the use of technical specialists such as civil
engineers is another. There are many other examples.
The common denominator is that the decisions you are called to make
relate to the governance areas mentioned above and are generally in your
area of expertise as lawmakers.
The challenge in this case is to answer what appears to have been posed to
you as the question:
Should Vail authorize the creation and use of a private
helicopter airport within the Town and if so, under what terms
and governance ?"
(Granted, others may word the question differently, but this captures the
essential idea.)
On the surface, this seems like just one more land use /bylaw decision i.e.
"business as usual" decision. Somebody wants permission to do something
that they argue is in their own and the Town's best interest and some
other interests or residents argue the opposite. Both sides retain expert
advisors to argue their case before you. You seek expertise to aid you in
determining the "rights and wrongs" of the matter.
But, this decision is a quantum different from that. In this case the question
might more accurately be posed:
3
Should the Town of Vail place the lives of hospital patients
and townspeople at risk of their lives and property in order to
facilitate the creation and operation of a private helicopter
airport ?"
Parties will argue this way and that but the harsh truth is that helicopters
are dangerous per se. It is also true that the flying conditions in Vail and
region are among the most challenging that exist. Specifically, the issue of
"lift" in high altitude conditions such as we have in Vail.
I have attached a link in the e -mail that will provide you with some sense
of the complexity involved in high altitude mountainous helicopter flying.
The issues and variables are described in detail. The risk and complexity is
self - evident.
Both you and I have been presented with hard evidence of helicopter
crashes and risks. The evidence seems clear enough, helicopters crash
regularly and people on them and below them are injured or killed.
Ladies and gentlemen. Crashes and dying are outcomes from which there
is no return. Land uses, municipal affairs are decisions that can and
frequently are reversed. The consequences of changes of mind in those
instances are financial, administrative and political but they are reversible.
Death is not. Thus, by definition, any decision that carries the risk of death
as an outcome is essentially different from all others that do not carry that
risk.
Based on the biographies presented in the Town's website it appears that
none of you has first hand experience or training in making life or death
decisions. Neither, I presume, have you had to live the consequences of
such a decision. Combat officers do; most of the rest of us are ill prepared
for that reality. Thus, most of us use our experience in familiar areas and,
unconsciously bend the realities and facts to suit our comfort zone and
experience. We actually deny the reality.
4
What is my evidence, you ask: fair question. The Challenger 7 disaster has
been studied and well documented. I have sent in a separate email that
report and some related material for your use. In essence, the pressures,
political, financial, and temporal on the decision makers, combined with a
group psychological phenomenon termed " Groupthink" resulted in the
managers ignoring the warnings in favor of the benefits of going forward.
Cost /benefit shows up frequently in these "Higher order" decisions. Minds
familiar with known benefits e.g. "success" of a good launch and return and
unfamiliar with catastrophe and others' death opt for the "real" known
while unconsciously ignoring the "unreal" harsher outcome. It is not so
much a personal failing as a human condition.
Jonathon Haidt's recent and pioneering book The Righteous Mind: Why Good
People Are Divided By Politics scientifically documents how humans actually
decide things. He tells us (with great evidence) that most times we act
unconsciously and then rationalize the decision afterward.
In this instance, respected Councillors, a highly conscious rational decision
is called for. Haidt, a moral psychologist, instructs us that a clear intention
to actually "think," and invest time and energy in clearing one's mind for
that thought, are required. It is, he suggests, a higher order of thinking
than normal.
In the attached description of Groupthink there is a list of symptoms. It
may be useful for you to carefully review those and examine if they apply
to your Council and staff. It requires a very clear mind and genuine effort
and, most of all, courage.
WWI provides an example of Groupthink. Leaders confused the trade off
between known benefits e.g. sovereignty and national pride, and the
unknown reality of others' death. With hindsight, it is obvious that the
politicians, well meaning as they were, had it wrong.... and were unaware
of it: So too the managers of Challenger 7.
W
One symptom of Groupthink, is the over estimation of the group's Power
and Morality. It mentions the sense of invulnerability.
That notion is relevant here. Members of the Vail community have told
me that it is believed that Councilors and officials would bear no personal
accountability if, after approving a private airport, a helicopter were to
crash causing loss of life and /or property. No doubt there are some legal
and insurance protections, and these will seem to give comfort and
security.
But, there are numerous scenarios that challenge that assumption. Say the
helicopter crashes on the hospital, the most likely crash zone, and patients
are involved. Will the Town Council of the day defend its predecessors?
What if the crash is in the town buildings? Councilors themselves might be
injured. How strong will the support be for those that set up the scenario?
After 50+ years of dealing at a senior level both commercially and
politically and having managed or advised on dozens of suits of all kinds I
know from experience that invulnerability is a fiction.
In my opinion, authorizing the creation and operation of a private
helicopter airport in Vail would be an unwise decision.
Respectfully Submitted,
Covell D. Brown
LINKS sent in previous email:
-Basic information on flying helicopters in mountainous areas
- Federal Report on management errors in decision making that resulted in
the Challenger 7 disaster
C.
ATTACHED BELOW:
- Wikipedia entry on Groupthink
Groupthink
From Wikipedia, the free encyclopedia
Groupthink is a psychological phenomenon that occurs within a
group of people, in which the desire for harmony or conformity in the
group results in an irrational or dysfunctional decision - making
outcome. Group members try to minimize conflict and reach a
consensus decision without critical evaluation of alternative
viewpoints, by actively suppressing dissenting viewpoints, and by
isolating themselves from outside influences.
Loyalty to the group requires individuals to avoid raising controversial
issues or alternative solutions, and there is loss of individual
creativity, uniqueness and independent thinking. The dysfunctional
group dynamics of the "ingroup" produces an "illusion of
invulnerability" (an inflated certainty that the right decision has been
made). Thus the " ingroup" significantly overrates its own abilities in
decision - making, and significantly underrates the abilities of its
opponents (the "outgroup "). Furthermore groupthink can produce
dehumanizing actions against the "outgroup ".
Antecedent factors such as group cohesiveness, faulty group
structure, and situational context (e.g., community panic) play into the
likelihood of whether or not groupthink will impact the decision -
making process.
Groupthink is a construct of social psychology but has an extensive
reach, and influences literature in the fields of communication studies,
political science, management, and organizational theory,[l] as well
as important aspects of deviant religious cult behaviour.[2][31
Groupthink is sometimes stated to occur (more broadly) within natural
7
groups within the community, for example to explain the lifelong
different mindsets of conservatives versus liberals,[41 or the solitary
nature of introverts.[5] However, this conformity of viewpoints within a
group does not mainly involve deliberate group decision - making, and
thus is perhaps better explained by the collective confirmation bias of
the individual members of the group.
Most of the initial research on groupthink was conducted by Irving
Janis, a research psychologist from Yale University.[61 Janis
published an influential book in 1972, which was revised in 1982.[7][81
Later studies have evaluated and reformulated his groupthink
model.[g][1o]
Contents [hide]
1 History
2 Symptoms
3 Causes
4 Prevention
5 Empirical findings and meta - analysis
6 Case studies
6.1 Politics and military
6.1.1 Bay of Pigs invasion and the Cuban Missile
Crisis
6.1.2 Pearl Harbor
6.2 Corporate world
6.2.1 Swissair
6.2.2 Marks & Spencer and British Airways
6.3 Sports
7 Recent developments
7.1 Ubiquity model
7.1.1 General group problem - solving (GGPS)
model
7.2 Reexamination
7.3 Reformulation
7.4 Sociocognitive theory
8 See also
9 References
10 Further reading
11 External links
S
History[edit]
From "Groupthink" by William H. Whyte, Jr. in Fortune magazine, March 1952
William H. Whyte, Jr. coined the term in 1952 in Fortune magazine:
Groupthink being a coinage - and, admittedly, a loaded one - a
working definition is in order. We are not talking about mere
instinctive conformity - it is, after all, a perennial failing of mankind.
What we are talking about is a rationalized conformity - an open,
articulate philosophy which holds that group values are not only
expedient but right and good as well.[11][12]
Irving Janis pioneered the initial research on the groupthink theory.
He does not cite Whyte, but coined the term by analogy with
"doublethink" and similar terms that were part of the newspeak
vocabulary in the novel Nineteen Eighty -Four by George Orwell. He
initially defined groupthink as follows:
use the term groupthink as a quick and easy way to refer to the
mode of thinking that persons engage in when concurrence - seeking
becomes so dominant in a cohesive ingroup that it tends to override
realistic appraisal of alternative courses of action. Groupthink is a
term of the same order as the words in the newspeak vocabulary
George Orwell used in his dismaying world of 1984. In that context,
groupthink takes on an invidious connotation. Exactly such a
connotation is intended, since the term refers to a deterioration in
mental efficiency, reality testing and moral judgments as a result of
group pressures.[6] 43
He went on to write:
The main principle of groupthink, which I offer in the spirit of
Parkinson's Law, is this: The more amiability and esprit de corps
there is among the members of a policy- making ingroup, the greater
the danger that independent critical thinking will be replaced by
groupthink, which is likely to result in irrational and dehumanizing
actions directed against outgroups.[6] 44
Janis set the foundation for the study of groupthink starting with his
research in the American Soldier Project where he studied the effect
E
of extreme stress on group cohesiveness. After this study he
remained interested in the ways in which people make decisions
under external threats. This interest led Janis to study a number of
"disasters" in American foreign policy, such as failure to anticipate the
Japanese attack on Pearl Harbor (1941); the Bay of Pigs Invasion
fiasco (1961); and the prosecution of the Vietnam War (1964 -67) by
President Lyndon Johnson. He concluded that in each of these
cases, the decisions occurred largely because of groupthink, which
prevented contradictory views from being expressed and
subsequently evaluated.
After the publication of Janis' book Victims of Groupthink in 1972,[7]
and a revised edition with the title Groupthink: Psychological Studies
of Policy Decisions and Fiascoes in 1982,[8] the concept of groupthink
was used[ay whom?' to explain many other faulty decisions in history.
These events included Nazi Germany's decision to invade the Soviet
Union in 1941, the Watergate Scandal and others. Despite the
popularity of the concept of groupthink, fewer than two dozen studies
addressed the phenomenon itself following the publication of Victims
of Groupthink, between the years 1972 and 1998.[1]107 This is
surprising considering how many fields of interests it spans, which
include political science, communications, organizational studies,
social psychology, management, strategy, counseling, and marketing.
One can most likely explain this lack of follow -up in that group
research is difficult to conduct, groupthink has many independent and
dependent variables, and it is unclear "how to translate [groupthink's]
theoretical concepts into observable and quantitative
constructs. "[1 ]:107 -108
Nevertheless, outside research psychology and sociology, wider
culture has come to detect groupthink (somewhat fuzzily defined) in
observable situations, for example:
• " [...] critics of Twitter point to the predominance of the hive mind in
such social media, the kind of groupthink that submerges
independent thinking in favor of conformity to the group, the
collective "[13]
• "[...] leaders often have beliefs which are very far from matching
reality and which can become more extreme as they are
encouraged by their followers. The predilection of many cult
leaders for abstract, ambiguous, and therefore unchallengeable
10
ideas can further reduce the likelihood of reality testing, while
the intense milieu control exerted by cults over their members
means that most of the reality available for testing is supplied
by the group environment. This is seen in the phenomenon of
'groupthink', alleged to have occurred, notoriously, during the
Bay of Pigs fiasco. "[14]
• "Groupthink by Compulsion [...] [G]roupthink at least implies
voluntarism. When this fails, the organization is not above
outright intimidation. [ ... ] In [a nationwide telecommunications
company], refusal by the new hires to cheer on command
incurred consequences not unlike the indoctrination and
brainwashing techniques associated with a Soviet -era
gulag. "[15]
SymptOMS[edit]
To make groupthink testable, Irving Janis devised eight symptoms
indicative of groupthink.
Type I: Overestimations of the group — its power and morality
1. Illusions of invulnerability creating excessive optimism and
encouraging risk taking.
2. Unquestioned belief in the morality of the group, causing
members to ignore the consequences of their actions.
Type II: Closed- mindedness
1. Rationalizing warnings that might challenge the group's
assumptions.
2. Stereotyping those who are opposed to the group as weak, evil,
biased, spiteful, impotent, or stupid.
Type III: Pressures toward uniformity
1. Self - censorship of ideas that deviate from the apparent group
consensus.
2. Illusions of unanimity among group members, silence is viewed
as agreement.
3. Direct pressure to conform placed on any member who
questions the group, couched in terms of "disloyalty"
4. Mindguards— self- appointed members who shield the group
from dissenting information.
Causes[edit]
11
Janis prescribed three antecedent conditions to groupthink.[7] 9
1. High group cohesiveness
• deindividuation: group cohesiveness becomes more important
than individual freedom of expression
2. Structural faults:
• insulation of the group
• lack of impartial leadership
• lack of norms requiring methodological procedures
• homogeneity of members' social backgrounds and ideology
3. Situational context:
• highly stressful external threats
• recent failures
• excessive difficulties on the decision - making task
• moral dilemmas
Although it is possible for a situation to contain all three of these
factors, all three are not always present even when groupthink is
occurring. Janis considered a high degree of cohesiveness to be the
most important antecedent to producing groupthink and always
present when groupthink was occurring; however, he believed high
cohesiveness would not always produce groupthink. A very cohesive
group abides to all group norms; whether or not groupthink arises is
dependent on what the group norms are. If the group encourages
individual dissent and alternative strategies to problem solving, it is
likely that groupthink will be avoided even in a highly cohesive group.
This means that high cohesion will lead to groupthink only if one or
both of the other antecedents is present, situational context being
slightly more likely than structural faults to produce groupthink.[161
Prevention[edit]
As observed by Aldag & Fuller (1993), the groupthink phenomenon
seems to rest on a set of unstated and generally restrictive
assumptions: [17]
1. The purpose of group problem solving is mainly to improve
decision quality
2. Group problem solving is considered a rational process.
3. Benefits of group problem solving:
• variety of perspectives
12
• more information about possible alternatives
• better decision reliability
• dampening of biases
• social presence effects
4. Groupthink prevents these benefits due to structural faults and
provocative situational context
5. Groupthink prevention methods will produce better decisions
6. An illusion of well -being is presumed to be inherently
dysfunctional.
7. Group pressures towards consensus lead to concurrence -
seeking tendencies.
It has been thought that groups with the strong ability to work
together will be able to solve dilemmas in a quicker and more efficient
fashion than an individual. Groups have a greater amount of
resources which lead them to be able to store and retrieve
information more readily and come up with more alternative solutions
to a problem. There was a recognized downside to group problem
solving in that it takes groups more time to come to a decision and
requires that people make compromises with each other. However, it
was not until the research of Janis appeared that anyone really
considered that a highly cohesive group could impair the group's
ability to generate quality decisions. Tightly -knit groups may appear
to make decisions better because they can come to a consensus
quickly and at a low energy cost; however, over time this process of
decision making may decrease the members' ability to think critically.
It is, therefore, considered by many to be important to combat the
effects of groupthink.[161
According to Janis, decision making groups are not necessarily
destined to groupthink. He devised ways of preventing
g ro u pth i n k: [7].2 °9 -Z1 5
1. Leaders should assign each member the role of "critical
evaluator ". This allows each member to freely air objections
and doubts.
2. Leaders should not express an opinion when assigning a task
to a group.
3. Leaders should absent themselves from many of the group
meetings to avoid excessively influencing the outcome.
4. The organization should set up several independent groups,
13
working on the same problem.
5. All effective alternatives should be examined.
6. Each member should discuss the group's ideas with trusted
people outside of the group.
7. The group should invite outside experts into meetings. Group
members should be allowed to discuss with and question the
outside experts.
8. At least one group member should be assigned the role of
Devil's advocate. This should be a different person for each
meeting.
By following these guidelines, groupthink can be avoided. After the
Bay of Pigs invasion fiasco, President John F. Kennedy sought to
avoid groupthink during the Cuban Missile Crisis using "vigilant
appraisal. "[8]'148 -153 During meetings, he invited outside experts to
share their viewpoints, and allowed group members to question them
carefully. He also encouraged group members to discuss possible
solutions with trusted members within their separate departments,
and he even divided the group up into various sub - groups, to partially
break the group cohesion. Kennedy was deliberately absent from the
meetings, so as to avoid pressing his own opinion.
Empirical findings and meta- analysis[edit]
Testing groupthink in a laboratory is difficult because synthetic
settings remove groups from real social situations, which ultimately
changes the variables conducive or inhibitive to groupthink.[18]
Because of its subjective nature, researchers have struggled to
measure groupthink as a complete phenomenon, instead frequently
opting to measure its particular factors. These factors range from
causal to effectual and focus on group and situational aspects. [19][201
Park (1990) found that "only 16 empirical studies have been
published on groupthink," and concluded that they "resulted in only
partial support of his [Janis's] hypotheses. "[21]230 Park concludes,
"despite Janis' claim that group cohesiveness is the major necessary
antecedent factor, no research has showed a significant main effect
of cohesiveness on groupthink. "[21]230 Park also concludes that
research on the interaction between group cohesiveness and
leadership style does not support Janis' claim that cohesion and
leadership style interact to produce groupthink symptoms.[21] Park
presents a summary of the results of the studies analyzed. According
14
to Park, a study by Huseman and Drive (1979) indicates groupthink
occurs in both small and large decision making groups within
businesses.[21] This results partly from group isolation within the
business. Manz and Sims (1982) conducted a study showing that
autonomous work groups are susceptible to groupthink symptoms in
the same manner as decisions making groups within
businesses.[21][221 Fodor and Smith (1982) produced a study
revealing that group leaders with high power motivation create
atmospheres more susceptible to groupthink.[21][231 Leaders with high
power motivation possess characteristics similar to leaders with a
"closed" leadership style —an unwillingness to respect dissenting
opinion. The same study indicates that level of group cohesiveness is
insignificant in predicting groupthink occurrence. Park summarizes a
study performed by Callaway, Marriot, and Esser (1985) in which
groups with highly dominant members "made higher quality
decisions, exhibited lowered state of anxiety, took more time to reach
a decision, and made more statements of
disagreement /agreement. "[21]:232[24] Overall, groups with highly
dominant members expressed characteristics inhibitory to groupthink.
If highly dominant members are considered equivalent to leaders with
high power motivation, the results of Callaway, Marriot, and Esser
contradict the results of Fodor and Smith. A study by Leana (1985)
indicates the interaction between level of group cohesion and
leadership style is completely insignificant in predicting
groupthink.[21][25] This finding refutes Janis' claim that the factors of
cohesion and leadership style interact to produce groupthink. Park
summarizes a study by McCauley (1989) in which structural
conditions of the group were found to predict groupthink while
situational conditions did not.[101[21] The structural conditions included
group insulation, group homogeneity, and promotional leadership.
The situational conditions included group cohesion. These findings
refute Janis' claim about group cohesiveness predicting groupthink.
Overall, studies on groupthink have largely focused on the factors
(antecedents) that predict groupthink. Groupthink occurrence is often
measured by number of ideas /solutions generated within a group, but
there is no uniform, concrete standard by which researchers can
objectively conclude groupthink occurs.[18] The studies of groupthink
and groupthink antecedents reveal a mixed body of results. Some
studies indicate group cohesion and leadership style to be powerfully
15
predictive of groupthink, while other studies indicate the insignificance
of these factors. Group homogeneity and group insulation are
generally supported as factors predictive of groupthink.
Case studies[edit]
Politics and military[edit]
Groupthink can have a strong hold on political decisions and military
operations, which may result in enormous wastage of human and
material resources. Highly qualified and experienced politicians and
military commanders sometimes make very poor decisions when in a
suboptimal group setting. Scholars such as Janis and Raven attribute
political and military fiascoes, such as the Bay of Pigs Invasion,
Vietnam War, and the Watergate scandal, to the effect of
groupthink.[8][26] More recently, Dina Badie argued that groupthink
was largely responsible for the shift in the U.S. administration's view
on Saddam Hussein that eventually led to the 2003 invasion of Iraq
by the United States.[27] After 9/11, "stress, promotional leadership,
and intergroup conflict" were all factors that gave rise to the
occurrence of groupthink.[27] 283 Political case studies of groupthink
serve to illustrate the impact that the occurrence of groupthink can
have in today's political scene.
Bay of Pigs invasion and the Cuban Missile Crisis[edit]
The United States Bay of Pigs Invasion of April 1961 was the primary
case study that Janis used to formulate his theory of groupthink.[6]
The invasion plan was initiated by the Eisenhower administration, but
when the Kennedy White House took over, it "uncritically accepted"
the CIA's plan.[6]44 When some people, such as Arthur M.
Schlesinger, Jr. and Senator J. William Fulbright, attempted to
present their objections to the plan, the Kennedy team as a whole
ignored these objections and kept believing in the morality of their
plan.[6]46 Eventually Schlesinger minimized his own doubts,
performing self- censorship.[6] 74 The Kennedy team stereotyped
Castro and the Cubans by failing to question the CIA about its many
false assumptions, including the ineffectiveness of Castro's air force,
the weakness of Castro's army, and the inability of Castro to quell
internal uprisings.[6]46
Janis claimed the fiasco that ensued could have been prevented if
the Kennedy administration had followed the methods to preventing
16
groupthink adopted during the Cuban Missile Crisis, which took place
just one year later in October 1962. In the latter crisis, essentially the
same political leaders were involved in decision - making, but this time
they learned from their previous mistake of seriously under - rating
their opponents.[6] 76
Pearl Harbor[edit]
The attack on Pearl Harbor on December 7, 1941 is a prime example
of groupthink. A number of factors such as shared illusions and
rationalizations contributed to the lack of precaution taken by Naval
officers based in Hawaii. The United States had intercepted
Japanese messages and they discovered that Japan was arming
itself for an offensive attack somewhere in the Pacific. Washington
took action by warning officers stationed at Pearl Harbor, but their
warning was not taken seriously. They assumed that Japan was
taking measures in the event that their embassies and consulates in
enemy territories were usurped.
The Navy and Army in Pearl Harbor also shared rationalizations
about why an attack was unlikely. Some of them included:[$] 83,85
• "The Japanese would never dare attempt a full -scale surprise
assault against Hawaii because they would realize that it would
precipitate an all -out war, which the United States would surely
win."
• "The Pacific Fleet concentrated at Pearl Harbor was a major
deterrent against air or naval attack."
• "Even if the Japanese were foolhardy to send their carriers to attack
us [the United States], we could certainly detect and destroy
them in plenty of time."
• "No warships anchored in the shallow water of Pearl Harbor could
ever be sunk by torpedo bombs launched from enemy aircraft."
Corporate world[edit]
In the corporate world, ineffective and suboptimal group decision -
making can negatively affect the health of a company and cause a
considerable amount of monetary loss.
Swissair[edit]
Aaron Hermann and Hussain Rammal illustrate the detrimental role of
groupthink in the collapse of Swissair, a Swiss airline company that
was thought to be so financially stable that it earned the title the
"Flying Bank. "[28] The authors argue that, among other factors,
17
Swissair carried two symptoms of groupthink: the belief that the group
is invulnerable and the belief in the morality of the group.[28] 1056 In
addition, before the fiasco, the size of the company board was
reduced, subsequently eliminating industrial expertise. This may have
further increased the likelihood of groupthink.[28] 1055 With the board
members lacking expertise in the field and having somewhat similar
background, norms, and values, the pressure to conform may have
become more prominent. [281:' 057 This phenomenon is called group
homogeneity, which is an antecedent to groupthink. Together, these
conditions may have contributed to the poor decision - making process
that eventually led to Swissair's collapse.
Marks & Spencer and British Airways[edit]
Another example of groupthink from the corporate world is illustrated
in the UK based companies, Marks & Spencer and British Airways.
The negative impact of groupthink took place during the 1990s as
both companies released globalization expansion strategies.
Researcher Jack Eaton's content analysis of media press releases
revealed that all eight symptoms of groupthink were present during
this period. The most predominant symptom of groupthink was the
illusion of invulnerability as both companies underestimated potential
failure due to years of profitability and success during challenging
markets. Up until the consequence of groupthink erupted they were
considered blue chips and darlings of the London Stock Exchange.
During 1998 - 1999 the price of Marks & Spencer shares fell from 590
to less than 300 and that of British Airways from 740 to 300. Both
companies had already featured prominently in the UK press and
media for more positive reasons, to do with national pride in their
undoubted sector -wide performance. [291
Sports[edit]
Recent literature of groupthink attempts to study the application of
this concept beyond the framework of business and politics. One
particularly relevant and popular arena in which groupthink is rarely
studied is sports. The lack of literature in this area prompted Charles
Koerber and Christopher Neck to begin a case -study investigation
that examined the effect of groupthink on the decision of the Major
League Umpires Association (MLUA) to stage a mass resignation in
1999. The decision was a failed attempt to gain a stronger negotiating
stance against Major League Baseball.[30] 21 Koerber and Neck
suggest that three groupthink symptoms can be found in the decision-
Se
making process of the MLUA. First, the umpires overestimated the
power that they had over the baseball league and the strength of their
group's resolve. The union also exhibited some degree of closed -
mindedness with the notion that MLB is the enemy. Lastly, there was
the presence of self- censorship; some umpires who disagreed with
the decision to resign failed to voice their dissent.[30] 25 These factors,
along with other decision - making defects, led to a decision that was
suboptimal and ineffective.
Recent developments[edit]
Ubiquity model[edit]
Researcher Robert Baron (2005) contends that the connection
between certain antecedents Janis believed necessary have not been
demonstrated by the current collective body of research on
groupthink. He believes that Janis' antecedents for groupthink is
incorrect and argues that not only are they "not necessary to provoke
the symptoms of groupthink, but that they often will not even amplify
such symptoms. "[31] As an alternative to Janis' model, Baron
proposed a ubiquity model of groupthink. This model provides a
revised set of antecedents for groupthink, including social
identification, salient norms, and low self- efficacy.
General group problem - solving (GGPS) model[edit]
Aldag and Fuller (1993) argue that the groupthink concept was based
on a "small and relatively restricted sample" that became too broadly
general ized.[171 Furthermore, the concept is too rigidly staged and
deterministic. Empirical support for it has also not been consistent.
The authors compare groupthink model to findings presented by
Maslow and Piaget; they argue that, in each case, the model incites
great interest and further research that, subsequently, invalidate the
original concept. Aldag and Fuller thus suggest a new model called
the general group problem - solving (GGPS) model, which integrates
new findings from groupthink literature and alters aspects of
groupthink itself.[17] 534 The primary difference between the GGPS
model and groupthink is that the former is more value neutral and
more political.[17]544
Reexamination [edit]
Other scholars attempt to assess the merit of groupthink by
reexamining case studies that Janis had originally used to buttress
19
his model. Roderick Kramer (1998) believed that, because scholars
today have a more sophisticated set of ideas about the general
decision - making process and because new and relevant information
about the fiascos have surfaced over the years, a reexamination of
the case studies is appropriate and necessary.[32] He argues that
new evidence does not support Janis' view that groupthink was
largely responsible for President Kennedy's and President Johnson's
decisions in the Bay of Pigs Invasion and U.S. escalated military
involvement in the Vietnam War, respectively. Both presidents sought
the advice of experts outside of their political groups more than Janis
suggested.[32] 241 Kramer also argues that the presidents were the
final decision - makers of the fiascos; while determining which course
of action to take, they relied more heavily on their own construals of
the situations than on any group- consenting decision presented to
them.[32] 241 Kramer concludes that Janis' explanation of the two
military issues is flawed and that groupthink has much less influence
on group decision - making than is popularly believed to be.
Reformulation[edit]
Whyte (1998) suggests that collective efficacy plays a large role in
groupthink because it causes groups to become less vigilant and to
favor risks, two particular factors that characterize groups affected by
groupthink.[33] McCauley recasts aspects of groupthink's
preconditions by arguing that the level of attractiveness of group
members is the most prominent factor in causing poor decision -
making.[34] The results of Turner's and Pratkanis' (1991) study on
social identity maintenance perspective and groupthink conclude that
groupthink can be viewed as a "collective effort directed at warding
off potentially negative views of the group. "[3] Together, the
contributions of these scholars have brought about new
understandings of groupthink that help reformulate Janis' original
model.
Sociocognitive theory[edit]
According to a new theory many of the basic characteristics of
groupthink - e.g., strong cohesion, indulgent atmosphere, and
exclusive ethos - are the result of a special kind of mnemonic
encoding (Tsoukalas, 2007). Members of tightly knit groups have a
tendency to represent significant aspects of their community as
episodic memories and this has a predictable influence on their group
behavior and collective ideology.[35]